SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended June 30, 2016, and was signed on August 15, 2016. The filing includes holdings for Hilltop Holdings Inc. and two other included managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics reported include:
- Total Portfolio Value: $314,578,000 (reported in thousands).
- Total Number of Holdings: 427 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Hilltop Holdings Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2016) or detail specific material changes in holdings, turnover, or portfolio composition versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $314.6 million against the sum of individual security holdings in the full schedule.
- Confirm the inclusion of the two additional managers (PlainsCapital Corp and PlainsCapital Bank) to ensure the aggregate value represents the combined portfolio.
- Review the full list of 427 holdings to identify top concentrations and sector exposure, as this summary only provides aggregate totals.
- Check for any subsequent amendments filed after August 15, 2016, which may update these holdings.