SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted to the U.S. Securities and Exchange Commission. The reporting entity is Lloyds Banking Group Plc, and the data reflects holdings as of the period ending December 31, 2015. This form discloses equity securities held by institutional investment managers, not the operating financial results of Lloyds Banking Group itself.
Key Financial Metrics and Holdings
The filing details a portfolio of U.S. equity securities. The table provides the number of shares held and the value of each position in thousands of dollars. Key metrics include:
- Total Positions Disclosed: 53 distinct issuers and exchange-traded funds (ETFs).
- Largest Position by Value: JPMorgan Chase & Co. (28,892 shares, valued at $1,907,000).
- Top 5 Holdings by Value:
- JPMorgan Chase & Co. ($1,907k)
- EMC Corp ($327k value, 12,768 shares)
- Pfizer Inc. ($374k value, 11,604 shares)
- Charles Schwab Corp ($296k value, 9,003 shares)
- Verizon Communications Inc. ($390k value, 8,456 shares)
- Voting Authority: Lloyds Banking Group Plc reported Sole voting authority for all listed positions.
- Derivatives: No put or call options were reported in this table.
Material Changes
The filing text does not provide comparative data for the prior quarter or year. Consequently, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a Form 13F, this document contains no management commentary, forward-looking guidance, or risk factors regarding Lloyds Banking Group's own operations. It strictly lists current equity holdings. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the disclosed portfolio against Lloyds Banking Group's total assets to understand the significance of this U.S. equity exposure.
- Confirm the specific date of the filing to ensure the "December 31, 2015" period aligns with the actual submission date (typically within 45 days of quarter-end).
- Check subsequent 13F filings to track changes in the top holdings, particularly the large position in JPMorgan Chase & Co.
- Review the "Other" column in the original filing to ensure no additional non-equity assets were omitted in this summary.