Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Tompkins Financial Corp. The document discloses the company's equity holdings as of the reporting period ending June 30, 2026. As a Form 13F, this filing details securities held by institutional investment managers and does not contain the company's own financial performance metrics (revenue, profit, cash flow) or operational commentary.
Key Financial Metrics and Portfolio Composition
The filing provides a snapshot of the investment portfolio's composition rather than corporate financials. Key portfolio metrics include:
- Total Equity Holdings: The portfolio consists of hundreds of individual equity positions, including common stocks, preferred stocks, and Exchange Traded Funds (ETFs).
- Significant Concentration: The largest single holding by value is the company's own stock, Tompkins Financial Corp, with a reported value of approximately $105.6 million (combining Discretionary and Sole authority positions totaling 1,117,319 shares).
- Top External Holdings: Major external positions include Microsoft Corp (~$42.2M), Apple Inc (~$51.2M), NVIDIA Corp (~$52.4M), Amazon.com Inc (~$17.2M), and Alphabet Inc (~$17.7M).
- ETF Exposure: Significant allocations are made to passive index funds, including Vanguard Total Bond Market (~$42.4M), BlackRock MuniYield (~$14.3M), and various iShares and SPDR funds.
Material Changes Versus Prior Period
Not Applicable. This filing text contains only the current period's holdings. It does not provide comparative data against the prior quarter or year, nor does it explicitly list net purchases or sales for the period. Therefore, material changes in position size cannot be determined from this document alone.
Guidance, Outlook, and Risks
Not Applicable. Form 13F filings are regulatory disclosures of holdings and do not contain management guidance, future outlooks, risk factors, or contingencies regarding the reporting company's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy.
Important Facts for Investor Verification
- Self-Holding: Verify the strategic intent behind holding over 1.1 million shares of Tompkins Financial Corp stock, which represents the single largest asset in the disclosed portfolio.
- Asset Class Mix: Confirm the balance between active stock picking (e.g., NVIDIA, Apple) and passive index exposure (e.g., Vanguard, iShares) to understand the investment strategy.
- Voting Authority: Note that the company exercises "Sole" voting authority for the majority of its positions, including its own stock, while "Discretionary" authority is noted for specific holdings like Abbott Laboratories and 3M.
- Reporting Date: Ensure the data reflects the portfolio status specifically as of June 30, 2026, and does not represent current market values.