SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by WESTWOOD HOLDINGS GROUP INC, an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended September 30, 2023, and was signed by Murray Forbes III on November 14, 2023. The report includes holdings for the primary manager and three other included managers: Westwood Management Corp, Westwood Trust, and Westwood Advisors, L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $10,721,062 (rounded to the nearest dollar).
- Total Number of Holdings: 447 entries.
- Number of Included Managers: 3 additional managers reported alongside the primary filer.
Note: This filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Westwood Holdings Group Inc.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2023) or detail specific material changes in holdings, values, or strategy versus the previous quarter.
Guidance, Outlook, and Risks
This form is a statutory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's future performance or strategy.
Investor Verification Checklist
- Verify the total reported value of $10,721,062 against the sum of individual security values in the full schedule.
- Confirm the identities of the three "Other Included Managers" to ensure no double-counting of assets across related entities.
- Review the full list of 447 holdings to assess concentration risk and sector exposure, as this summary only provides aggregate totals.
- Check for any subsequent amendments filed after November 14, 2023, which may alter the reported holdings.