SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted to the U.S. Securities and Exchange Commission. The reporting period ends on June 30, 2022. The filing discloses the equity securities held by an investment manager (identified in the metadata as Palantir Technologies Inc., though the table lists holdings in other entities) as of the reporting date.
Key Financial Metrics and Holdings
The filing details a portfolio of 20 equity positions. The table provides the name of the issuer, title of class, CUSIP, value (in thousands), and share/principal amount. The total aggregate value of the reported positions is approximately $87.6 million (sum of Column 4 values).
| Issuer | Class | Value ($000s) | Shares/Principal |
|---|---|---|---|
| Tritium DCFC Limited | Ordinary Shares | 15,225 | 2,500,000 |
| Roivant Sciences Ltd. | Common Shares | 12,210 | 3,000,000 |
| Allego N.V. | Ordinary Shares | 10,180 | 2,000,000 |
| Starry Group Holdings, Inc. | Class A Common Stock | 8,789 | 2,133,333 |
| Energy Vault Holdings, Inc. | Common Stock | 8,517 | 850,000 |
| Faraday Future Intelligent Electric Inc. | Class A Common Stock | 6,500 | 2,500,000 |
| AdTheorent Holding Company, Inc. | Common Stock | 4,635 | 1,500,000 |
| Wejo Group Limited | Common Shares | 4,165 | 3,500,000 |
| Sarcos Technology and Robotics Corporation | Common Stock | 3,974 | 1,494,168 |
| Lilium N.V. | Class A Ordinary Shares | 3,870 | 1,640,000 |
| Boxed, Inc. | Common Stock | 3,700 | 2,000,000 |
| Rigetti Computing, Inc. | Common Stock | 3,670 | 1,000,000 |
| Babylon Holdings Limited | Class A Ordinary Shares | 3,423 | 3,500,000 |
| Celularity Inc. | Class A Common Stock | 2,886 | 848,957 |
| Pear Therapeutics, Inc. | Class A Common Stock | 1,540 | 1,000,000 |
| Fast Radius, Inc. | Common Stock | 1,260 | 2,000,000 |
| Embark Technology, Inc. | Class A Common Stock | 909 | 1,800,000 |
| Bird Global, Inc. | Class A Common Stock | 872 | 2,000,000 |
| BlackSky Technology Inc. | Class A Common Stock | 739 | 320,000 |
| MSP Recovery, Inc. | Class A Common Stock | 523 | 244,339 |
Voting Authority: The manager reported Sole voting authority for all listed positions. No shared or none voting authority was reported.
Material Changes and Guidance
Material Changes: This filing is a snapshot of holdings as of June 30, 2022. The document does not contain comparative data for the prior quarter (March 31, 2022) or year-over-year changes; therefore, material changes in position size cannot be determined from this text alone.
Guidance and Outlook: Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, financial guidance, risk factors, or outlook statements regarding the issuers or the investment manager.
Investor Verification Checklist
- Identity of Filer: Verify the specific investment manager name associated with this Form 13F, as the provided text contains only the table data and metadata suggests "Palantir Technologies Inc." which may be the filer or a data artifact.
- Portfolio Concentration: Note that the top 5 holdings (Tritium, Roivant, Allego, Starry, Energy Vault) represent approximately 45% of the reported portfolio value.
- Valuation Timing: Confirm that the "Value" column reflects the market price as of June 30, 2022, and does not reflect subsequent price movements.
- Exclusions: Acknowledge that this table does not include derivatives, options, or non-equity securities unless explicitly listed as "Put/Call" (none were listed in this table).