SEC Filing Summary: Form 8-K
Business Context and Reporting Period
Company: New York Mortgage Trust, Inc. (Note: Metadata referenced "ADAMAS TRUST, INC.", but the filing text identifies the registrant as New York Mortgage Trust, Inc.)
Filing Date: December 1, 2011
Event: Regulation FD Disclosure regarding the pricing of a public offering of common stock.
Key Financial Metrics
This filing is a current report (Form 8-K) and does not contain audited financial statements, revenue, profit, cash flow, margin, debt, or liquidity metrics. The filing text does not provide a clear value for these items.
Material Changes
The material change reported is the announcement of the pricing for a public offering of common stock. No comparative financial data or changes in operating metrics are included in this document.
Guidance, Outlook, and Risks
Management Commentary: The Company issued a press release (Exhibit 99.1) announcing the pricing of the offering.
Legal Status: The information in Item 7.01 and Exhibit 99.1 is furnished, not "filed," for purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference into other filings.
Risks/Contingencies: No specific risks or contingencies are detailed in the body of this 8-K.
Investor Verification Checklist
- Verify the specific pricing terms and number of shares issued in the attached Press Release (Exhibit 99.1).
- Confirm the use of proceeds from the common stock offering.
- Review the Company's most recent 10-K or 10-Q for actual financial performance metrics, as this 8-K contains none.
- Check for any underwriting agreements or lock-up provisions associated with the offering.