SEC Filing Summary: Form 8-K
Business Context and Reporting Period
Company: New York Mortgage Trust, Inc. (Note: Metadata referenced "ADAMAS TRUST, INC.", but the filing text identifies the registrant as New York Mortgage Trust, Inc.)
Date: June 28, 2011
Event: Regulation FD Disclosure regarding a public equity offering.
Key Financial Metrics
This filing does not report revenue, profit, cash flow, margins, debt, or liquidity metrics. The document focuses exclusively on the terms of a capital raise.
- Shares Offered: 1,500,000 shares of common stock (excluding over-allotment).
- Offering Price: $7.50 per share.
- Transaction Type: Underwritten public offering.
Material Changes
The filing announces a material change in the company's capital structure through the pricing of a new equity offering. No comparative financial data or changes versus prior periods are provided in this text.
Guidance, Outlook, and Risks
The filing contains no management guidance, outlook, or discussion of risks and contingencies. It serves strictly as a disclosure of the offering price and share count. The text includes a standard disclaimer that the information in Item 7.01 and Exhibit 99.1 is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference into other filings.
Investor Verification Checklist
- Verify the final number of shares sold, including any exercise of the underwriter's over-allotment option.
- Confirm the total gross proceeds raised from the offering.
- Review the attached Press Release (Exhibit 99.1) for the intended use of proceeds.
- Check subsequent filings for the closing date of the transaction.