Business Context and Reporting Period
AFC Gamma, Inc. filed this Form 8-K regarding its 2021 Annual Meeting of Stockholders held on September 30, 2021. The filing was signed and dated October 1, 2021. The filing identifies the company as a Maryland corporation trading under the symbol AFCG on Nasdaq.
Financial and Operating Metrics
This Form 8-K does not provide revenue, profit, cash flow, margin, debt, liquidity, or other financial performance metrics.
Material Changes and Meeting Results
- Stockholders elected both Class I director nominees to serve until the 2024 Annual Meeting and until their successors are elected and qualified.
- Leonard Tannenbaum received 9,053,258 votes for, 629,649 withheld, and 2,148,334 broker non-votes.
- Thomas Harrison received 7,121,691 votes for, 2,561,216 withheld, and 2,148,334 broker non-votes.
- Stockholders ratified the appointment of CohnReznick LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021.
- Auditor ratification received 11,827,429 votes for, 1,688 against, and 2,124 abstentions, with no broker non-votes.
Guidance, Outlook, Risks, and Unusual Items
The filing provides no financial guidance, outlook, management commentary, risk updates, contingencies, or unusual accounting items.
Investor Verification Points
- Confirm the election of Leonard Tannenbaum and Thomas Harrison as Class I directors through the company’s subsequent governance disclosures.
- Confirm CohnReznick LLP’s appointment and review subsequent filings for the audit firm’s report and any changes in auditor.
- Use the company’s periodic reports, rather than this filing, to assess financial performance, leverage, liquidity, and operating outlook.