Filing Overview
AlTi Global, Inc. filed this Form 8-K on July 3, 2023, reporting results from its 2023 Annual Meeting of Stockholders held on June 29, 2023. The company is incorporated in Delaware, trades under the symbol ALTI on the Nasdaq Capital Market, and identifies as an emerging growth company.
Meeting Results
- Board election: All 11 director nominees were elected to serve until the 2024 Annual Meeting or until their successors are elected and qualified.
- Votes: Each nominee received at least 71.8 million votes in favor. Peter Yu received the lowest favorable vote total at 71,756,894, with 3,205,277 votes withheld.
- Broker non-votes: Each director election had 537,891 broker non-votes.
- Independent auditor: Stockholders ratified KPMG LLP’s appointment as the independent registered public accounting firm for fiscal year 2023, with 75,499,463 votes for, 599 against, and no abstentions or broker non-votes.
- No other matters were considered or voted upon.
Financial Metrics and Material Changes
This filing does not report revenue, profit, cash flow, margins, debt, liquidity, operating results, or other financial metrics. It also does not describe material changes versus a prior comparable period.
Guidance, Risks, and Unusual Items
The filing provides no financial guidance, outlook, management commentary, risk updates, contingencies, or unusual items. Its contents are limited to annual meeting voting results.
Investor Verification Items
- Confirm the elected 11-member board and their service terms through the 2024 Annual Meeting.
- Verify the detailed vote totals, particularly the comparatively higher withheld votes for Peter Yu.
- Confirm KPMG LLP’s ratification as auditor for fiscal year 2023.
- Review other company filings for financial performance, liquidity, leverage, guidance, and risk information not included in this Form 8-K.