AlTi Global, Inc. — Form 8-K Summary
Business context and reporting period
Alvarium Tiedemann Holdings, Inc. filed a current report dated April 19, 2023. Effective that date, the company changed its corporate name to AlTi Global, Inc. The filing concerns a corporate name change and related governance documents, not a financial reporting period.
Financial metrics and liquidity
The filing does not provide revenue, profit, cash flow, margins, debt, liquidity, or other financial metrics.
Material changes
- The company merged a wholly owned subsidiary into itself under Section 253 of the Delaware General Corporation Law, with the company surviving the merger.
- Article One of the Certificate of Incorporation was amended to change the corporate name to AlTi Global, Inc.
- The company’s bylaws were amended and restated to reflect the new name.
- The new CUSIP numbers are 02157E 106 for Class A common stock and 02157E 114 for warrants.
- The Class A common stock and warrants continued trading on the Nasdaq Capital Market under the symbols ALTI and ALTIW, respectively.
- The filing states that no other changes were made to the Certificate of Incorporation or bylaws.
Guidance, outlook, risks, and unusual items
The filing provides no guidance, outlook, management discussion, risk update, contingencies, or unusual financial items. The disclosed transaction is an organizational name change implemented through a merger.
Investor verification items
- Verify the effective date of the legal name change: April 19, 2023.
- Confirm that the trading symbols remained ALTI and ALTIW.
- Review Exhibit 3.1, the Certificate of Ownership and Merger.
- Review Exhibit 3.2, the amended and restated bylaws.
- Confirm the applicable CUSIP numbers for the common stock and warrants.