SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending September 30, 2021. The document discloses equity securities held by the investment manager at the end of the quarter. It does not contain financial performance data for Carlyle Group Inc. itself, but rather a list of its external equity holdings.
Key Financial Metrics and Holdings
The filing details specific equity positions held by the manager. The total value of the listed holdings in this excerpt is approximately $413.6 million. The table provides the number of shares, value (in thousands), and voting authority for each issuer.
| Issuer | Title of Class | Shares (x$1000) | Value ($) | Voting Authority |
|---|---|---|---|---|
| Ortho Clinical Diagnostics H | Ord Shs | 2,182,599 | 118,106,000 | Sole |
| Atotech Ltd | Com | 2,266,263 | 93,841,130 | Sole |
| Atotech Ltd | Com | 1,444,932 | 59,831,573 | Shared |
| ZoomInfo Technologies Inc | Com Cl A | 3,717,627 | 60,755,473 | Sole |
| PPD Inc | Com | 2,607,267 | 55,722,733 | Sole |
| Life Healthcare Inc | Com | 275,657 | 13,612,681 | Sole |
| Vitru Ltd | Com | 99,944 | 6,246,471 | Shared |
| Onesmart Intl Ed Group Ltd | Sponsored Ads | 3,851 | 7,860,000 | Shared |
| Talos Energy Inc | Com | 32,020 | 2,325,337 | Sole |
| Seacor Marine Hldgs Inc | Com | 5,315 | 1,147,989 | Sole |
| SiriusPoint Ltd | Com | 1,198 | 129,408 | None |
Note: The filing text does not provide aggregate revenue, profit, cash flow, or debt metrics for Carlyle Group Inc. as this is a holdings disclosure, not a financial statement.
Material Changes and Guidance
The filing text does not provide comparative data against the prior period (June 30, 2021), nor does it include management commentary, guidance, outlook, or risk factors. The document strictly lists holdings as of the reporting date.
Investor Verification Checklist
- Portfolio Concentration: Verify if the listed holdings represent the full portfolio or a partial excerpt, as Form 13F filings often contain multiple pages.
- Voting Authority: Note the distinction between "Sole," "Shared," and "None" voting authority, particularly for Atotech Ltd and Vitru Ltd where shared authority exists.
- Valuation Timing: Confirm that the values reflect market prices as of September 30, 2021, and do not reflect subsequent market movements.
- Issuer Specifics: Investigate the specific business segments of the top holdings (e.g., Ortho Clinical Diagnostics, ZoomInfo) to understand sector exposure.