Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group Inc. for the quarter ended September 30, 2020. The report discloses equity holdings managed by the institutional investment manager and includes data for three other affiliated managers: Carlyle Investment Management LLC, CIM Global, L.L.C., and Carlyle Global Credit Investment Management L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Carlyle Group Inc. itself.
- Total Reported Value: $7,344,308,000 (7,344,308 thousands).
- Number of Holdings Reported: 11 entries.
- Number of Included Managers: 3 (in addition to the primary filer).
Material Changes and Portfolio Details
The filing text provided does not contain a comparative table against the prior period (June 30, 2020) to quantify material changes in holdings or value. However, the report notes specific investment discretion arrangements:
- AlpInvest Partners B.V.: Identified as an indirectly wholly owned investment adviser; Carlyle Group Inc. does not participate in its investment decision-making.
- Shared Discretion: Investment advisers affiliated with Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion over Liberty Oilfield Services Inc. and Talos Energy Inc. Consequently, the full amount for these securities is reported by both entities.
Guidance, Risks, and Contingencies
This filing type does not contain management guidance, outlook, or risk factors regarding the company's operations. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $7.34 billion against Carlyle Group's 10-Q for the same period to understand the proportion of assets under management represented here.
- Confirm the specific tickers and share counts for the 11 reported holdings, as the input text lists the count but not the individual security names (except for the shared discretion examples).
- Review the separate 13F filings for the three included managers (Carlyle Investment Management LLC, CIM Global, L.L.C., and Carlyle Global Credit Investment Management L.L.C.) to ensure no double-counting of assets when analyzing total firm exposure.
- Check the filings of Riverstone Holdings LLC to reconcile the shared holdings in Liberty Oilfield Services Inc. and Talos Energy Inc.