SEC Filing Summary: Carlyle Group Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending December 31, 2018. The document discloses the investment manager's holdings in equity securities as required by the Securities and Exchange Commission. It does not contain the company's own financial performance data (revenue, profit, cash flow) but rather details its portfolio of external investments.
Key Financial Metrics and Portfolio Holdings
The filing lists specific equity positions held by the investment manager. The total value of the disclosed positions in this excerpt is approximately $131.3 million. The portfolio consists of common stock and units across various sectors including energy, logistics, and consumer goods.
| Issuer Name | Title of Class | Shares/Units | Value ($) | Voting Authority |
|---|---|---|---|---|
| Liberty Oilfield Svcs Inc | Com C1 A | 620,598 | 47,922,643 | Sole |
| Onesmart Intl Ed Group Ltd | Sponsored Ads | 180,626 | 23,157,142 | Sole |
| Wesco Aircraft Hldgs Inc | Com | 182,465 | 23,096,882 | Sole |
| Fang Hldgs Ltd | ADR | 17,600 | 12,307,691 | Sole |
| Enviva Partners LP | Com Unit | 308,715 | 11,124,865 | Sole |
| Sequential Brnds Group Inc | N Com | 5,096 | 6,369,812 | Sole |
| Golden Ocean Group Ltd | Shs New | 26,349 | 4,277,447 | Sole |
| Seacor Marine Hldgs Inc | Com | 31,007 | 2,636,684 | Sole |
| Centennial Resource Dev Inc | Cl A | 14,412 | 1,307,828 | Sole |
| Sirius International Insuran | Com | 2,316 | 174,170 | None |
Material Changes and Guidance
Material Changes: This filing is a snapshot of holdings as of the period end. It does not provide comparative data against the prior quarter or year, nor does it detail changes in position size (purchases or sales) during the period.
Guidance and Outlook: The filing text does not provide management commentary, financial guidance, risk factors, or contingencies regarding Carlyle Group Inc.'s own operations. It strictly lists investment positions.
Investor Verification Checklist
- Portfolio Concentration: Verify if the disclosed positions represent the full portfolio or a subset, as Form 13F filings may be split across multiple tables.
- Voting Rights: Note that voting authority is listed as "Sole" for most positions, except for Sirius International Insurance where it is "None."
- Valuation Basis: Confirm that the values listed are based on the market price as of December 31, 2018, and may differ from current market values.
- Missing Data: The filing does not provide Carlyle Group's internal revenue, profit, debt, or liquidity metrics; these must be sourced from the company's 10-K or 10-Q filings.