SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended June 30, 2019
Filing Date: July 22, 2019
Signatory: Brendan Freeman, President, First Business Trust & Investments
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio)
| Metric | Value |
|---|---|
| Total Number of Holdings | 117 |
| Total Value of Reported Securities | $575,588,000 |
| Other Included Managers | 0 |
Note: This form does not report the manager's internal revenue, profit, cash flow, debt, or liquidity metrics. It only reports the aggregate value of securities held.
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2019) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $575.6 million against the manager's most recent 10-Q or 10-K for context on asset size.
- Review the full Schedule 13F (not included in this summary) to identify specific top holdings and concentration risks.
- Compare the 117 reported holdings against the prior quarter's filing to assess turnover and strategy shifts.
- Confirm the identity of the signatory, Brendan Freeman, and his authority to act on behalf of the manager.