SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Reporting Period: Quarter ended December 31, 2014.
Filing Date: February 3, 2015.
Location: Madison, WI.
Signatory: Joan A. Burke, President, First Business Trust & Investments.
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate portfolio statistics rather than operational financial metrics. The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for the reporting manager itself.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 79 |
| Total Value of Reported Holdings | $310,337,000 (310,337 thousands) |
| Number of Other Included Managers | 0 |
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2014) to calculate material changes in holdings or total portfolio value. The report is a snapshot of holdings as of the period end.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, future guidance, outlook, or specific risk factors regarding the manager's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of approximately $310.3 million against the manager's total assets under management (AUM) to determine if this represents the full portfolio or a subset.
- Holdings Count: Confirm the 79 reported entries align with the manager's stated investment strategy and diversification requirements.
- Reporting Scope: Note that "NONE" was listed for other included managers, indicating this report covers all holdings for this specific manager entity.
- Timeliness: The report was filed on February 3, 2015, which is within the standard 45-day window for Q4 filings.