Business context and reporting period
This is a Form 13F Information Table, not an earnings or financial-statement filing. The supplied metadata identifies the period as September 30, 2026. The table lists securities holdings and reported market values; it does not provide company operating results or a clear total portfolio value. The excerpt does not include the cover-page details needed to confirm the reporting manager or whether this is an original or amended filing.
Holdings and key figures
- Finward Bancorp: 128,771 shares reported, valued at $5,363,296 in total: 32,087 shares ($1,336,408) under “sole” investment discretion and 96,684 shares ($4,026,888) under “other” discretion.
- Other sizable listed positions: Northern Trust Credit-Scored US, $8,470,710 combined; Vanguard S&P 500 ETF, $8,595,351 combined; Microsoft, $8,307,962 combined; and State Street SPDR Bloomberg fund, $7,228,406 combined.
- The table includes individual equities, ETFs and other funds, with exposure across sectors and asset types. It reports no shared investment discretion in the displayed entries. These are reported holdings and market values, not revenue, profit, cash flow, margins, debt or liquidity measures.
Changes, outlook and risks
The excerpt provides no prior-period comparison, transaction history, guidance, management commentary, or company-level risk and contingency disclosures. Changes in holdings cannot be determined from this table alone. The SEC’s filing disclaimer states that it has not necessarily reviewed the information or determined whether it is accurate and complete.
Important facts for investors to verify
- Confirm the reporting manager, report period, filing status and any amendments using the full filing.
- Compare the positions with the prior 13F to identify additions, reductions and exits; a 13F snapshot does not establish when or at what prices trades occurred.
- Verify the Finward Bancorp position and its reported discretion and voting-authority allocations against the complete filing.
- Do not treat reported 13F market values as current valuations or as a measure of Finward Bancorp’s operating or financial performance.