GLADSTONE INVESTMENT CORPORATION current report, 01 October 2026

Gladstone Investment Corporation — Form 8-K Summary

Reporting date: October 1, 2026. This current report concerns a senior-management change; it does not report quarterly or annual financial results.

Management change

  • Erika Highland’s appointment as President became effective October 1, 2026. The appointment had been announced on March 23, 2026.
  • David Dullum stepped down as President and continues as Chief Executive Officer.
  • Highland had served as Executive Vice President from March 2026 through September 30, 2026, and as Senior Managing Director from October 2023 to March 2026. She joined the Gladstone Companies in 2005 and has experience in investment activities and portfolio-company boards.

Financial results and outlook

The filing provides no revenue, profit, cash flow, margin, debt-balance, liquidity, or other operating metrics, and no guidance or financial outlook. It does not describe a material change in financial performance, risks, contingencies, or unusual financial items.

Key facts to verify

  • Highland’s President appointment took effect on October 1, 2026.
  • Dullum remains Chief Executive Officer after leaving the President role.
  • The filing does not specify changes to executive responsibilities beyond the appointments described.