Business Context and Reporting Period
Company: Great Elm Capital Corp.
Filing Type: Form 8-K (Current Report)
Reporting Date: August 31, 2020
Business Overview: The registrant is a Maryland corporation with principal executive offices in Waltham, MA. It has multiple classes of securities registered on the Nasdaq Global Market, including Common Stock (GECC) and various series of Notes (GECCL, GECCM, GECCN).
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. This report serves as a notification of disclosure rather than a financial statement.
Material Changes
No material financial changes or operational updates are detailed within the body of this Form 8-K. The filing references the issuance of a press release and a stockholder letter (Exhibits 99.1 and 99.2) containing the substantive information.
Guidance, Outlook, and Risks
Regulation FD Disclosure: The company issued a press release and stockholder letter on August 31, 2020, under Item 7.01.
Legal Status of Information: The information contained in the press release and stockholder letter is furnished and shall not be deemed "filed" for purposes of Section 18 of the Exchange Act. It is not subject to the liabilities of that section nor incorporated by reference in other filings, except as expressly set forth by specific reference.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) and Exhibit 99.2 (Stockholder Letter) for the actual content of the disclosure.
- Verify the specific details regarding the 6.50% Notes due 2022, 6.75% Notes due 2025, and 6.50% Notes due 2024 mentioned in the securities registration section.
- Confirm if the furnished information impacts the company's status as an emerging growth company (indicated as "No" in the filing).