GECC

#4017
Great Elm Capital Corp. - Closed End Fund
6.1 3 USD
+0.02%
Market Price
Sektor: Finanzen
Basis: USD
Gewinnwährung: USD
Tagesspanne
6.13
6.13
Jahresspanne
4.63
6.82
Tagesänderung
+2.17%
Monatliche Änderung
+18.80%
6 month change
-1.45%
Jahresänderung
-9.05%
Vorheriger Schlusskurs
6.0 0
Open
6.1 3
Tief
6.1 3
Hoch
6.1 3
Volumen
2
Vollständige Grafik anzeigen

Financials

Übersicht Finanzbericht Statistik Dividenden Documents

2026

Current report, Q3 FY2026
Great Elm Capital Corp. current report, Q3 FY2026
8-K
Current report, Q3 FY2026
Great Elm Capital Corp. current report, Q3 FY2026
8-K
Quarterly report, Q2 FY2026
Great Elm Capital Corp. quarterly report, Q2 FY2026
10-Q
Current report, Q2 FY2026
Great Elm Capital Corp. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
Great Elm Capital Corp. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
Great Elm Capital Corp. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
Great Elm Capital Corp. current report, Q2 FY2026
8-K
Quarterly report, Q1 FY2026
Great Elm Capital Corp. quarterly report, Q1 FY2026
10-Q
Current report, Q1 FY2026
Great Elm Capital Corp. current report, Q1 FY2026
8-K
Current report, Q1 FY2026
Great Elm Capital Corp. current report, Q1 FY2026
8-K

Great Elm Capital Corp. current report, Q1 FY2017

Full document

Business Context and Reporting Period

This Form 8-K filing by Great Elm Capital Corp. covers events occurring on March 24, 2017, with the report dated March 29, 2017. The filing addresses corporate governance changes, regulatory compliance issues with NASDAQ, and a proposed share repurchase program.

Key Financial Metrics

This filing does not contain specific financial performance data such as revenue, profit, cash flow, margins, debt, or liquidity metrics. It references a press release and presentation (Exhibits 99.1 and 99.2) for operational results but does not include the numerical data within this text.

Material Changes and Corporate Events

  • Director Resignation: Eugene I. Davis resigned from the Board of Directors on March 24, 2017. He served on the audit, nominating and governance, and compensation committees. The resignation was not due to any disagreement with the company.
  • NASDAQ Non-Compliance: Following Mr. Davis's resignation, the Board no longer met the requirement for a majority of independent directors, and the audit committee fell below the required three members under NASDAQ Marketplace Rules 5605(b)(1) and 5605(c)(2)(A). The company notified NASDAQ of this non-compliance on March 28, 2017.
  • Share Repurchase Offer: The company announced an intent to make an offer to purchase up to $10 million of its common stock. The offer price is set between $11.50 and $12.17 per share.

Guidance, Outlook, and Risks

The filing indicates the company will file a Schedule TO and distribute offer documents to record holders regarding the share repurchase. The primary risk highlighted is the temporary non-compliance with NASDAQ listing standards regarding board composition, which requires remediation to maintain listing status. No specific financial guidance or outlook is provided in this text.

Investor Verification Checklist

  • Verify the status of the NASDAQ compliance plan to restore the majority of independent directors and the three-member audit committee.
  • Review the Schedule TO and the final terms of the $10 million share repurchase offer once filed.
  • Examine Exhibits 99.1 and 99.2 for the detailed financial results and management commentary referenced in Item 2.02.
  • Confirm the appointment of a new director to replace Eugene I. Davis and restore board committee quorums.

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