NASDAQ, INC. current report, Q4 FY2013

Business Context and Reporting Period

Company: The NASDAQ OMX Group, Inc.
Filing Type: Form 8-K (Current Report)
Date of Report: October 23, 2013
Reporting Period: Third Quarter 2013

This filing serves as a current report to announce the issuance of a press release regarding financial results for the third quarter of 2013, the posting of earnings presentation slides, and the declaration of a quarterly cash dividend.

Key Financial Metrics

The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the attached press release (Exhibit 99.1) and earnings presentation slides, which are incorporated by reference but not detailed in the body of this 8-K document.

Material Changes

No specific material changes in financial condition or operations are quantified in this filing. The document references the release of Q3 2013 results but does not summarize the variance from prior periods.

Guidance, Outlook, and Other Events

  • Regulation FD Disclosure: Earnings presentation slides for the third quarter of 2013 were posted to the company's investor relations website.
  • Dividend Declaration: The company announced the declaration of a quarterly cash dividend (details in Exhibit 99.2).
  • Legal Status of Information: Information under Item 2.02 and Item 7.01 is furnished, not filed, and is not deemed incorporated by reference into other filings unless expressly stated.

Investor Verification Checklist

  • Review Exhibit 99.1 for specific Q3 2013 revenue, earnings per share, and segment performance data.
  • Review Exhibit 99.2 for the specific amount of the declared quarterly cash dividend and the payment date.
  • Access the earnings presentation slides at the provided investor relations URL for management commentary and forward-looking guidance.
  • Verify the exact date of the dividend record and payment in the attached press release.