Oxford Square Capital Corp. 8-K Summary
Business Context and Reporting Period
This Form 8-K, dated August 23, 2024, reports the results of Oxford Square Capital Corp.'s Annual Meeting of Stockholders. The record date for the meeting was June 28, 2024, with 62,705,628 shares of common stock entitled to vote. A quorum was present at the meeting.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity metrics. This report focuses exclusively on corporate governance voting results.
Material Changes and Voting Results
The following proposals were voted upon and approved by stockholders:
- Proposal 1 (Election of Directors): Stockholders elected two nominees for three-year terms expiring at the 2027 Annual Meeting.
- Jonathan H. Cohen: 16,379,600 votes For; 1,671,641 votes Withheld; 22,267,060 Broker Non-Votes.
- George Stelljes III: 14,499,969 votes For; 3,551,272 votes Withheld; 22,267,060 Broker Non-Votes.
- Proposal 2 (Ratification of Auditors): Stockholders ratified the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024.
- Votes: 37,191,563 For; 2,332,152 Against; 794,585 Abstain; 0 Broker Non-Votes.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.
Key Facts for Investor Verification
- Verify the total number of shares entitled to vote (62,705,628) against the company's latest 10-Q or 10-K.
- Note the significant number of broker non-votes (22,267,060) on the director election proposals, which may indicate shares held in street name where brokers lacked discretionary voting authority.
- Confirm the re-election of Jonathan H. Cohen and George Stelljes III to the Board of Directors.
- Verify the ratification of PricewaterhouseCoopers LLP as the independent auditor for the 2024 fiscal year.