Business Context and Reporting Period
This Form 8-K reports on the Annual Meeting of Stockholders held by Oxford Square Capital Corp. on July 27, 2018. The record date for the meeting was June 20, 2018, with 49,702,768 shares of common stock entitled to vote.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance voting results.
Material Changes and Voting Results
Stockholders voted on two primary proposals. A quorum was present, and the following results were reported:
- Proposal 1 (Election of Directors): Two nominees were elected to three-year terms expiring in 2021.
- Jonathan H. Cohen: 15,347,178 votes For; 597,370 votes Withheld.
- George Stelljes III: 13,250,540 votes For; 2,694,008 votes Withheld.
- Proposal 2 (Ratification of Auditors): Stockholders ratified the appointment of PricewaterhouseCoopers LLP for the fiscal year ending December 31, 2018.
- Votes For: 44,203,112
- Votes Against: 492,657
- Votes Abstain: 389,323
- Proposal 3 (Adjournment): No vote was taken as adjournment was not necessary.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.
Investor Verification Checklist
- Verify the final voting tabulation for George Stelljes III, noting the higher number of withheld votes compared to Jonathan H. Cohen.
- Confirm the ratification of PricewaterhouseCoopers LLP as the independent auditor for the 2018 fiscal year.
- Review the Definitive Proxy Statement on Schedule 14A (filed June 26, 2018) for detailed biographical information on the elected directors.