Business Context and Reporting Period
This Form 8-K filing by TICC Capital Corp. (not Oxford Square Capital Corp.) reports on the reconvened Annual Meeting of Shareholders held on July 23, 2013. The meeting was previously adjourned on June 5, 2013, and reconvened and adjourned again on June 19, 2013. The report was filed on August 5, 2013.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance matters regarding a shareholder vote.
Material Changes
The primary material event reported is the completion of the shareholder vote for the election of a director. No financial material changes are disclosed in this document.
Guidance, Outlook, and Management Commentary
The filing contains no guidance, outlook, or management commentary regarding financial performance. The only matter submitted to the vote was the election of Tonia L. Pankopf as a director for a three-year term expiring at the 2016 Annual Meeting.
Voting Results
- Director Nominee: Tonia L. Pankopf
- Votes For: 26,643,355
- Votes Withheld: 2,005,455
- Broker Non-Votes: 0
Important Facts for Investors to Verify
- Confirm the corporate identity: The filing is for TICC Capital Corp., not Oxford Square Capital Corp.
- Verify the successful election of Tonia L. Pankopf to the Board of Directors.
- Note the history of the meeting being adjourned and reconvened twice prior to the July 23, 2013 vote.
- Check subsequent filings for financial data, as this 8-K contains no financial metrics.