OXSQ

#3762
Oxford Square Capital Corp. - Closed End Fund
1.3 6 USD
-0.01%
Market Price
Sektor: Finanzen
Basis: USD
Gewinnwährung: USD
Tagesspanne
1.35
1.36
Jahresspanne
1.05
2.22
Tagesänderung
-0.73%
Monatliche Änderung
-11.69%
6 month change
-22.29%
Jahresänderung
-38.46%
Vorheriger Schlusskurs
1.3 7
Open
1.3 6
Tief
1.3 5
Hoch
1.3 6
Volumen
87
Vollständige Grafik anzeigen

Financials

Übersicht Finanzbericht Statistik Dividenden Documents

2026

Current report, 20 Aug 2026
Oxford Square Capital Corp. current report, 20 August 2026
8-K
Current report, Q3 FY2026
Oxford Square Capital Corp. current report, Q3 FY2026
8-K
Current report, Q3 FY2026
Oxford Square Capital Corp. current report, Q3 FY2026
8-K
Quarterly report, Q2 FY2026
Oxford Square Capital Corp. quarterly report, Q2 FY2026
10-Q
Current report, Q2 FY2026
Oxford Square Capital Corp. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
Oxford Square Capital Corp. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
Oxford Square Capital Corp. current report, Q2 FY2026
8-K
Current report, Q2 FY2026
Oxford Square Capital Corp. current report, Q2 FY2026
8-K
Quarterly report, Q1 FY2026
Oxford Square Capital Corp. quarterly report, Q1 FY2026
10-Q
Current report, Q1 FY2026
Oxford Square Capital Corp. current report, Q1 FY2026
8-K

Oxford Square Capital Corp. current report, 01 July 2011

Full document

Business Context and Reporting Period

This Form 8-K was filed by TICC Capital Corp. (not Oxford Square Capital Corp.) on July 1, 2011. The report details a material change in the company's investment advisory structure following a transfer of membership interest in the Adviser, TICC Management, LLC, from Royce & Associates, LLC to Charles M. Royce individually.

Key Financial Metrics

The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. The document focuses exclusively on the terms of a new contractual agreement rather than financial performance data.

Material Changes

  • Adviser Ownership Change: On June 30, 2011, Royce & Associates, LLC transferred its membership interest in the Adviser to Charles M. Royce, who became a non-managing member with solely an economic interest.
  • New Advisory Agreement: On July 1, 2011, the Company entered into a new Investment Advisory Agreement with the Adviser, terminating the previous agreement dated June 17, 2004.
  • Terms Continuity: The new agreement retains terms identical to the old agreement regarding management fees (base and incentive components) and expense allocation, except for the execution date.

Guidance, Outlook, and Risks

The filing does not contain forward-looking guidance, management commentary on market outlook, or specific risk factors beyond the standard contractual terms. Key contractual provisions include:

  • Term: The agreement is effective for two years, automatically renewing year-to-year subject to Board or stockholder approval.
  • Termination: The agreement may be terminated by the Company or the Adviser at any time without penalty upon 60 days' written notice.
  • Expense Allocation: The Adviser bears the cost of its personnel and compensation; the Company bears all other operational costs.

Investor Verification Checklist

  • Verify the exact terms of the "New Advisory Agreement" filed as Exhibit 10.1 to confirm no hidden amendments exist beyond the summary.
  • Confirm the impact of Charles M. Royce's individual ownership on the Adviser's operational independence and potential conflicts of interest.
  • Review the Company's most recent 10-Q or 10-K to obtain the actual financial metrics (revenue, NAV, leverage) omitted from this 8-K.
  • Check subsequent filings to ensure the agreement was not terminated or amended shortly after execution.

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