Bank OZK INFORMATION TABLE, Q2 FY2022

Vollständiges Dokument

SEC Filing Summary: Form 13F Information Table

Business Context and Reporting Period

Company: Bank OZK
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended June 30, 2022
Context: This filing discloses the equity securities held by Bank OZK (acting as an investment manager) as of the end of the second quarter of 2022. It details holdings in various issuers, including the number of shares, value, and voting authority.

Key Financial Metrics and Holdings

Portfolio Composition: The filing lists holdings across multiple sectors including Technology, Healthcare, Financials, Consumer Staples, and Energy. The portfolio includes both individual equities and Exchange Traded Funds (ETFs).
Top Holdings by Value (Selected):

  • Apple Inc.: 76,942 shares (Sole Discretion) valued at approximately $10,520,000.
  • Bank of America Corp: 100,327 shares (Sole Discretion) valued at approximately $3,123,000.
  • Verizon Communications Inc: 73,172 shares (Sole Discretion) valued at approximately $3,713,000.
  • AT&T Inc: 96,511 shares (Sole Discretion) valued at approximately $2,023,000.
  • Microsoft Corp: 24,573 shares (Sole Discretion) valued at approximately $6,311,000.
  • Fortinet Inc: 65,311 shares (Sole Discretion) valued at approximately $3,695,000.
Voting Authority: The filing distinguishes between "Sole," "Shared," and "None" voting authority. A significant portion of holdings are held with "Sole" discretion, while others are held with "Other" (OTR) discretion, often indicating shared or limited voting rights.

Material Changes vs. Prior Period

Data Limitation: This filing is a snapshot of holdings as of June 30, 2022. The provided text does not contain comparative data from the prior quarter (March 31, 2022) or year-over-year figures. Therefore, specific material changes in position size or value cannot be calculated from this document alone.

Guidance, Outlook, and Risks

Management Commentary: Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies related to the portfolio are disclosed in this table.

Key Facts for Investor Verification

  • Investment Strategy: Verify if the mix of large-cap equities (e.g., Apple, Microsoft, JPMorgan) and ETFs aligns with Bank OZK's stated investment mandate for this account.
  • Voting Rights: Note the distinction between "Sole" and "Other" (OTR) voting authority, which may indicate the presence of client-directed accounts or shared management structures.
  • Concentration Risk: Assess the concentration in specific sectors, particularly Technology and Financials, based on the top holdings listed.
  • Valuation Basis: Confirm that the "Value" column represents the fair market value at the quarter-end date (June 30, 2022) and not a cost basis.