SEC Filing Summary: Bank of the Ozarks (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Institutional Investment Manager) for the quarter ended September 30, 2016. The report was signed by Jennifer Junker, Director of Trust and Wealth Management, on November 1, 2016. It represents a standard holdings report covering the manager's equity securities.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of Bank of the Ozarks itself. Consequently, the filing does not provide data on the bank's revenue, profit, cash flow, margins, debt, or liquidity.
- Total Value of Reported Holdings: $276,429,000 (276,429 thousands)
- Total Number of Holdings: 228 entries
- Other Included Managers: 0
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2016) to determine material changes in holdings or value. The document lists the current state of the portfolio as of the reporting date.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $276.4 million against the bank's total assets to understand the scale of the investment arm relative to the core banking business.
- Confirm the specific composition of the 228 holdings, as the summary text does not list individual securities.
- Note that this filing reflects the Trust and Wealth Management division's external equity investments, not the bank's internal capital structure.
- Check subsequent filings to track changes in the portfolio composition and value.