SEC Filing Summary: Bank of the Ozarks (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Institutional Investment Manager) for the quarter ended September 30, 2017. The report was signed by Jennifer Junker, Director of Trust and Wealth Management, on November 1, 2017. This form discloses the equity securities held by the manager in a discretionary capacity.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of Bank of the Ozarks itself. The filing provides the following aggregate data regarding the manager's portfolio:
- Total Value of Reported Holdings: $242,492,000 (reported in thousands).
- Total Number of Holdings: 226 entries.
- Other Included Managers: 0.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Bank of the Ozarks, as this form is strictly for reporting external equity investments.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2017) or detail specific material changes in holdings. It only presents the snapshot of holdings as of September 30, 2017.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, risk factors, or contingencies regarding the reporting manager's business operations. It is a statutory disclosure of current equity positions.
Key Facts for Investor Verification
- Verify the total portfolio value of $242.5 million represents the full scope of the manager's reportable equity holdings.
- Confirm the count of 226 distinct holdings to assess portfolio diversification.
- Note that this filing reflects the investment activities of the Trust and Wealth Management division, not the core banking operations of Bank of the Ozarks.
- Check subsequent filings to track changes in the composition of these 226 holdings.