SEC Filing Summary: Bank of the Ozarks (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Institutional Investment Manager) for the quarter ended September 30, 2015. The report was signed by Jennifer Junker, Director of Trust and Wealth Management, on October 21, 2015. As a 13F filing, this document discloses the equity securities held by the manager for the benefit of clients and does not report the bank's own operational financial performance.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported equity holdings:
- Total Value of Reported Holdings: $262,620,000 (reported as 262,620 in thousands).
- Total Number of Holdings: 214 entries.
- Other Included Managers: 0.
Note: This filing does not contain data on the bank's revenue, profit, cash flow, margins, debt, or liquidity. Those metrics are found in the bank's 10-Q or 10-K filings.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2015) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosure documents and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the specific list of 214 equity holdings in the full Schedule 13F to understand the bank's investment strategy.
- Consult the bank's 10-Q for the quarter ended September 30, 2015, for operational financial metrics (revenue, net income, liquidity).
- Compare the total value of holdings ($262.62 million) against the bank's total assets to determine the proportion of assets managed in this capacity.
- Confirm if any of the 214 holdings represent significant concentrations in specific sectors or individual issuers.