SEC Filing Summary: Bank OZK (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Bank OZK), an institutional investment manager. The report covers the quarter ended September 30, 2013, and was signed by Rex W. Kyle, President of Trust & Wealth Management, on November 13, 2013.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the company's operational financial performance. Consequently, the filing does not provide data on Bank OZK's revenue, profit, cash flow, margins, debt, or liquidity.
- Total Value of Reported Holdings: $230,213,000 (reported in thousands).
- Total Number of Holdings: 189 entries.
- Other Included Managers: None.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2013) to determine material changes in holdings or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It strictly lists securities held for investment purposes.
Investor Verification Checklist
- Verify the total value of reported holdings ($230.2 million) against the company's total assets to understand the proportion of the portfolio managed under this specific 13F mandate.
- Review the full list of 189 individual holdings (not included in this summary text) to assess sector concentration and specific equity positions.
- Confirm that this report represents all holdings for this manager, as indicated by the "13F HOLDINGS REPORT" selection and "NONE" for other included managers.