SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK
Filing Type: Form 13F Information Table
Reporting Period: The filing text does not explicitly state the quarter end date in the narrative, though the metadata indicates March 31, 2025. Form 13F filings are required quarterly by institutional investment managers to disclose their holdings in U.S. equity securities.
Key Financial Metrics and Portfolio Composition
The filing details the specific equity holdings of Bank OZK as of the reporting date. It does not provide aggregate portfolio value, revenue, profit, or cash flow metrics for Bank OZK itself, as Form 13F is a disclosure of assets held, not a financial performance report.
- Top Holdings by Value (Sole Discretion):
- Apple Inc.: $11,849,746 (53,346 shares)
- Eli Lilly & Co: $8,274,792 (10,019 shares)
- Microsoft Corp: $7,408,697 (19,736 shares)
- Nvidia Corp: $5,735,903 (52,924 shares)
- Mastercard Inc: $4,986,795 (9,098 shares)
- Top Holdings by Value (Other Discretion):
- Apple Inc.: $1,783,037 (8,027 shares)
- Microsoft Corp: $3,236,612 (8,622 shares)
- Nvidia Corp: $683,335 (6,305 shares)
- Trane Technologies PLC: $179,915 (534 shares)
- Asset Classes: The portfolio includes common stocks, ETFs (e.g., iShares, SPDR, Vanguard), and ADRs (e.g., Novo-Nordisk, Taiwan Semiconductor).
Material Changes and Voting Authority
The filing distinguishes between "Sole" and "Other" (shared or none) voting authority. Significant portions of the portfolio are held with "Other" voting authority, indicating shared control or non-voting positions.
- Voting Authority Split: Many large positions, such as Apple, Microsoft, and Nvidia, are split between Sole and Other authority. For example, Apple has 52,726 shares under Sole authority and 6,560 under Other authority.
- Derivatives: The filing lists Put/Call options for certain positions (e.g., Alphabet, Amazon, Bank of America), though specific contract details are not expanded upon in the text.
Guidance, Outlook, and Risks
Management Commentary: The filing text does not contain management commentary, forward-looking guidance, or strategic outlook for Bank OZK. It is a statutory disclosure of holdings only.
Risks and Contingencies: No specific risks or contingencies are discussed in this document. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy.
Investor Verification Checklist
- Portfolio Concentration: Verify the total aggregate value of the portfolio to assess concentration risk relative to Bank OZK's total assets.
- Valuation Dates: Confirm the exact valuation date used for the "Value" column, as Form 13F values are typically based on the last trading day of the quarter.
- Discretionary Control: Review the "Other" voting authority columns to understand the extent of shared control or third-party managed assets within the reported holdings.
- Derivative Exposure: Investigate the specific Put/Call positions listed (e.g., for Alphabet and Amazon) to determine if they represent hedging strategies or speculative positions.