SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK (Reporting Manager)
Filing Type: Form 13F Information Table
Reporting Period: The filing text provided does not explicitly state the specific quarter end date (e.g., Q1 2024, Q4 2023). While the request metadata indicates "2026 Mar 31," the source text contains no data confirming this future date or any specific historical period. The filing details the equity holdings and voting authority of the reporting manager as of the period end.
Key Financial Metrics and Holdings
The filing provides a schedule of long-only equity securities held by Bank OZK. It does not contain financial performance metrics such as revenue, profit, cash flow, margins, debt, or liquidity for Bank OZK itself.
Portfolio Composition Highlights:
- Top Holdings by Value: The portfolio is heavily weighted toward large-cap technology and healthcare. Notable positions include NVIDIA Corporation ($10,078,924), Apple Inc. ($13,462,544), Microsoft Corp ($7,306,785), and Eli Lilly & Co ($9,718,289).
- Self-Holding: Bank OZK holds 6,272 shares of its own common stock (CUSIP 06417N103) valued at $287,822.
- Asset Classes: The portfolio includes individual equities, Exchange Traded Funds (ETFs) such as iShares and SPDR series, and Real Estate Investment Trusts (REITs).
- Voting Authority: The manager exercises "Sole" voting authority for the majority of positions, with some "Shared" or "None" authority noted for specific holdings.
Material Changes
The filing text does not provide comparative data against a prior period. Consequently, material changes in holdings, value, or strategy cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing.
Guidance/Outlook: None provided. Form 13F is a disclosure of holdings and does not contain forward-looking guidance.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information and that readers should not assume it is accurate or complete. No specific operational or financial risks are detailed in the text.
Investor Verification Checklist
- Reporting Date: Verify the exact quarter end date associated with this filing, as the text does not explicitly confirm the "2026 Mar 31" date mentioned in the metadata.
- Total Portfolio Value: Sum the "Value" column to determine the total reportable assets under management, as the total is not explicitly stated in the text.
- Concentration Risk: Assess the percentage of the portfolio held in the top 10 positions (e.g., NVIDIA, Apple, Microsoft, Eli Lilly) to evaluate concentration risk.
- Derivatives: Review the "Put/Call" column for any derivative positions; the text shows "SH" (Shares) for most entries, but verify if any options were exercised or held.
- Self-Ownership: Confirm the significance of the 6,272 shares of Bank OZK stock held relative to the company's total outstanding shares.