Rocky Mountain Chocolate Factory, Inc. current report, 24 August 2015

Business Context and Reporting Period

This Form 8-K was filed by Rocky Mountain Chocolate Factory, Inc. on August 24, 2015. The report addresses Item 8.01 (Other Events) and serves to incorporate by reference the "Description of Newco Common Stock" from Amendment No. 3 to the Company's Registration Statement on Form S-4 (File No. 333-200063), which was declared effective by the SEC on January 8, 2015.

Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is a procedural filing regarding the description of the Company's capital stock and does not contain financial performance data.

Material Changes

The filing updates and supersedes any prior description of the Company's capital stock found in previous registration statements or reports filed with the SEC. The updated description will be available for incorporation by reference into future filings under the Securities Act of 1933 and the Securities Exchange Act of 1934.

Guidance, Outlook, and Risks

The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. The document is limited to the administrative update of the capital stock description.

Key Facts for Investor Verification

  • The "Description of Newco Common Stock" from the effective Form S-4 (Amendment No. 3) is now the governing description of the Company's capital stock.
  • Prior descriptions of capital stock in other SEC filings are superseded by this update.
  • The report was signed by Bryan J. Merryman, Chief Operating Officer, Chief Financial Officer, Treasurer, and Director.