SEC Filing Summary: Oculus Innovative Sciences, Inc.
Business Context and Reporting Period
This Form 8-K Current Report was filed by Oculus Innovative Sciences, Inc. (not Sonoma Pharmaceuticals, Inc.) on December 8, 2014, covering events occurring on December 4, 2014. The filing reports on a Special Meeting of Stockholders and the subsequent amendment to the company's Restated Certificate of Incorporation.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance and capital structure changes rather than financial performance.
Material Changes
- Authorized Share Increase: The company increased its total authorized common stock to 30,000,000 shares (par value $0.0001 per share).
- Legal Filing: A Certificate of Amendment was filed with the Delaware Secretary of State on December 4, 2014, making the increase effective immediately.
- Stockholder Approval: The amendment was approved at a Special Meeting of Stockholders held on December 4, 2014.
Voting Results and Governance
At the Special Meeting, 6,272,737 shares were present or represented by proxy out of 8,585,302 shares entitled to vote. The proposal to increase authorized shares was approved with the following results:
| Vote Category | Number of Shares |
|---|---|
| FOR | 5,209,001 |
| AGAINST | 964,065 |
| ABSTAIN | 99,671 |
Guidance, Outlook, and Risks
The filing text does not provide a clear value for future guidance, management commentary on financial outlook, specific risks, or contingencies. The document is limited to reporting the procedural completion of the stockholder vote and the capitalization amendment.
Key Facts for Investor Verification
- Verify the company name is Oculus Innovative Sciences, Inc. (the input metadata incorrectly listed Sonoma Pharmaceuticals, Inc.).
- Confirm the new authorized share count is 30,000,000 shares.
- Note that the amendment became effective on December 4, 2014.
- Review the attached Exhibit 3.1 (Certificate of Amendment) for specific legal terms of the capitalization change.