Business Context and Reporting Period
This Form 8-K was filed by Trinity Capital Inc. on July 14, 2026. The report details a corporate action authorized by the Board of Directors regarding the transfer of the company's securities listings.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on a listing transfer event rather than financial performance results.
Material Changes
The primary material change announced is the voluntary withdrawal of the company's securities from the Nasdaq Global Select Market and their subsequent transfer to the New York Stock Exchange (NYSE) and NYSE Texas. The affected securities include:
- Common Stock (Ticker: TRIN)
- 7.875% Notes Due 2029 (March Series) (Ticker: TRINZ)
- 7.875% Notes Due 2029 (September Series) (Ticker: TRINI)
The company expects trading to commence on the NYSE and NYSE Texas on or about July 27, 2026, under new ticker symbols TRIN, TRNZ, and TRNI, respectively.
Guidance, Outlook, and Risks
The filing includes a press release (Exhibit 99.1) regarding the listing transfer but does not contain forward-looking guidance, management commentary on financial outlook, or specific risk factors related to the company's operations. The text notes that the information provided is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.
Investor Verification Checklist
- Confirm the exact date trading begins on the NYSE and NYSE Texas (expected on or about July 27, 2026).
- Verify the new ticker symbols: TRIN (Common Stock), TRNZ (March 2029 Notes), and TRNI (September 2029 Notes).
- Review the attached press release (Exhibit 99.1) for any additional details on the rationale for the exchange transfer.
- Monitor trading status on Nasdaq until the transfer is complete.