SEC Filing Summary: West Bancorporation Inc (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by West Bancorporation Inc to the U.S. Securities and Exchange Commission. The reporting period ends on June 30, 2026. This form discloses the equity securities held by the company as of the end of the quarter. It is a regulatory disclosure of investment holdings and does not contain operational financial statements (e.g., income statements or balance sheets) for West Bancorporation itself.
Key Financial Metrics and Holdings
The filing details a diversified portfolio of equity securities and exchange-traded funds (ETFs). Key metrics derived from the table include:
- Total Portfolio Composition: The portfolio consists of individual common stocks and a significant allocation to passive index funds and ETFs.
- Largest Single Holding: The company holds 415,411 shares of its own stock (West Bancorporation Inc), valued at approximately $11,020,854.
- Top External Equity Holdings (by share count):
- Apple Inc: 4,745,504 shares
- Microsoft Corp: 3,246,393 shares
- Alphabet Inc (Class C): 1,988,895 shares
- Alphabet Inc (Class A): 683,291 shares
- Top ETF Holdings (by share count):
- Vanguard Mid-Cap ETF: 12,568,839 shares
- Vanguard Index Fds S&P 500 ETF: 11,997,197 shares
- Vanguard Index Fds Growth ETF: 11,118,607 shares
- ISHARES Tr RUS 1000 GRW ETF: 18,264,910 shares
- Voting Authority: West Bancorporation reports Sole voting authority for all listed positions.
Material Changes
The filing text provided is a static snapshot of holdings as of June 30, 2026. It does not provide comparative data against the prior quarter (March 31, 2026) or prior year periods. Therefore, material changes in position size, new acquisitions, or divestitures cannot be determined from this document alone.
Guidance, Outlook, and Risks
Guidance and Outlook: Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, revenue projections, or strategic outlooks.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors, legal contingencies, or unusual items related to the company's operations are disclosed in this specific table.
Investor Verification Checklist
- Self-Holding Verification: Confirm the purpose and accounting treatment of the 415,411 shares of West Bancorporation stock held by the company (e.g., treasury stock vs. investment portfolio).
- Portfolio Concentration: Verify the total market value of the portfolio to assess the concentration risk relative to the company's total assets, noting the heavy weighting in large-cap tech stocks and broad market ETFs.
- Quarterly Comparison: Retrieve the prior quarter's Form 13F (filed for March 31, 2026) to calculate actual changes in positions, as this document lacks historical context.
- Valuation Accuracy: Note that the "Value" column is rounded to the nearest dollar; for precise financial modeling, verify share counts against current market prices.