SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: ASSOCIATED BANC-CORP
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: The filing metadata indicates a period of "2026 Jun 30". However, the content provided is a standard Form 13F table listing equity holdings. Form 13F filings are typically submitted quarterly (March, June, September, December). The date "2026 Jun 30" appears to be a future date or a metadata error in the source request, as the filing lists current market holdings. The table details the investment portfolio managed by Associated Banc-Corp as of the filing date.
Key Financial Metrics and Portfolio Composition
This filing does not report the company's own revenue, profit, or cash flow. Instead, it discloses the value and quantity of securities held by the investment manager. Key portfolio metrics derived from the table include:
- Total Portfolio Value: The filing lists individual positions with values in the nearest dollar. The aggregate value is not explicitly summed in the text, but the portfolio is substantial, with top holdings exceeding $200 million individually.
- Top Holdings by Value:
- NVIDIA CORPORATION: $194,573,718 (972,431 shares)
- ALPHABET INC (Class A): $227,219,419 (635,810 shares)
- AMAZON COM INC: $138,745,102 (582,131 shares)
- APPLE INC: $162,457,409 (561,437 shares)
- ASSOCIATED BANC-CORP (Self-Holding): $76,259,426 (2,478,369 shares)
- Asset Classes: The portfolio consists primarily of common stocks (COM), Exchange Traded Funds (ETFs), and some preferred shares. Significant allocations are made to broad market ETFs (e.g., Vanguard, iShares, SPDR) and sector-specific funds (Technology, Energy, Financials).
- Voting Authority: The manager reports "Sole" voting authority for the vast majority of positions, with some "Shared" authority noted for specific holdings (e.g., 3M, Abbott Laboratories, Alphabet).
Material Changes and Observations
As this is a single snapshot of holdings without a prior period comparison table included in the text, specific quarter-over-quarter changes cannot be calculated. However, the following observations are notable:
- Concentration: The portfolio is heavily weighted toward large-cap technology and financial services companies.
- Self-Holding: Associated Banc-Corp holds a significant position in its own stock ($76.3 million), representing a notable portion of the disclosed portfolio.
- Derivatives: The table includes columns for "Put" and "Call" options. Most entries show "0" or are blank, indicating a primary focus on long equity positions rather than complex derivative strategies in this specific report.
Guidance, Risks, and Contingencies
Management Commentary: Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks: The filing includes a standard disclaimer: "The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete."
Unusual Items: The metadata date of "2026 Jun 30" is inconsistent with the current real-time date, suggesting a potential data entry error in the source metadata or a hypothetical scenario. The filing itself lists standard market securities.
Key Facts for Investor Verification
- Verify Reporting Date: Confirm the actual quarter end date for this filing, as the metadata "2026 Jun 30" is likely incorrect or represents a future projection not yet realized.
- Self-Holding Impact: Investigate the rationale behind the $76.3 million holding of Associated Banc-Corp stock within its own managed portfolio and whether this represents treasury stock or a specific investment strategy.
- Portfolio Concentration: Assess the risk exposure given the heavy weighting in mega-cap technology stocks (NVIDIA, Alphabet, Amazon, Apple) which collectively represent a significant portion of the disclosed value.
- Voting Rights: Note the instances of "Shared" voting authority, which may indicate co-investment arrangements or specific fund structures for those specific tickers.