SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (and its included managers) for the quarter ended June 30, 2022. The report was signed on August 11, 2022, by Eric Moss, SVP, DGC, Chief Compliance Officer. It covers the aggregate holdings of the reporting manager and 8 other included institutional investment managers.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. The following metrics relate to the reported portfolio:
- Total Value of Reported Holdings: $215,407,700,000 (215,407,700 thousands)
- Total Number of Holdings Entries: 12,142
- Number of Included Managers: 8
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity of the Bank of Montreal as an operating entity.
Material Changes and Included Managers
This report aggregates data from the following included managers alongside the primary filer:
- Bank of Montreal Europe Plc
- BMO Asset Management Inc.
- BMO CAPITAL MARKETS CORP.
- BMO Family Office, LLC
- BMO Harris Bank NA
- BMO NESBITT BURNS INC.
- BMO PRIVATE INVESTMENT COUNSEL INC.
- Stoker Ostler Wealth Advisors, Inc.
The filing text does not provide a comparative table of changes versus the prior period (March 31, 2022) or specific details on purchases and sales within this summary view.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of equity holdings and do not contain management guidance, future outlook, or risk commentary regarding the bank's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $215.4 billion against the bank's total assets in its 10-K or 10-Q filings to understand the proportion of assets under management versus proprietary holdings.
- Confirm the specific equity positions and concentration risks by reviewing the full Schedule 13F-HR holdings list, which is not detailed in this summary text.
- Note that this report covers 8 distinct management entities; investors should verify if specific sub-managers have unique investment mandates.
- Check the filing date (August 11, 2022) to ensure the data reflects the market conditions as of June 30, 2022, and not subsequent trading activity.