SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (Canada) for the quarter ended September 30, 2019. The report discloses the equity holdings of the institutional investment manager and includes data for 12 other included managers, such as BMO Harris Bank N.A. and BMO Asset Management Corp.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. The filing provides the following aggregate portfolio metrics:
- Total Value of Reported Holdings: $115,694,829,000 (reported in thousands).
- Total Number of Holdings Entries: 15,688.
- Number of Included Managers: 12.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for the Bank of Montreal as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2019) or detail specific material changes in holdings volume or value. It serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank's future performance. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $115.7 billion against the Bank's total assets in its 10-K or 10-Q filings.
- Confirm the list of 12 included managers to understand the scope of the reported assets.
- Note that this filing covers only equity securities required to be reported under Section 13(f) of the Exchange Act and excludes other asset classes.
- Check the signature date (September 30, 2019) to ensure the data reflects the exact quarter-end position.