SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by BROOKFIELD Corp (and related reporting entities) for the period ending September 30, 2023. The document discloses the equity securities held by the reporting manager(s) as of the close of the third quarter. It is a regulatory disclosure of holdings and does not contain the company's own financial performance metrics (revenue, profit, cash flow) or management commentary on operations.
Key Financial Metrics and Holdings
The filing details a diversified portfolio of equity securities, primarily focused on real estate, infrastructure, energy, and utilities. Key metrics derived from the table include:
- Total Portfolio Value: The filing lists individual security values but does not provide a consolidated total portfolio value in the text.
- Top Holdings by Value:
- Cheniere Energy Partners LP: $5,506,808,175 (101,620,376 shares)
- Brookfield Business Corp: $854,187,358 (47,244,876 shares)
- Brookfield Renewable Corp: $989,970,136 (41,352,136 shares)
- Brookfield Renewable Partners: $1,494,612,304 (68,749,416 shares)
- Brookfield Infrastructure Corp: $459,871,963 (13,012,789 shares)
- Investment Discretion: The majority of holdings are reported under "DFND" (Discretionary), with significant positions in Brookfield-affiliated entities reported under "SOLE" (Sole Discretion).
- Voting Authority: Voting rights are split between "Sole," "Shared," and "None" depending on the specific security and reporting entity.
Material Changes
The filing text provided is a static snapshot of holdings as of September 30, 2023. It does not provide comparative data against the prior quarter (June 30, 2023) or prior year periods. Therefore, material changes in share counts or values versus previous periods cannot be determined from this document alone.
Guidance, Outlook, and Risks
This Form 13F filing does not contain management guidance, future outlook, risk factors, or commentary on contingencies. It is strictly a disclosure of current equity positions. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Consolidated Exposure: Verify the total aggregate exposure to Brookfield-affiliated entities (Business, Infrastructure, Renewable, Asset Management) across all reporting entities listed.
- Concentration Risk: Note the significant concentration in Cheniere Energy Partners LP ($5.5B) and Brookfield Renewable Partners ($1.5B) relative to other holdings.
- Discretionary vs. Sole: Distinguish between holdings managed with "Sole" discretion (likely internal or direct holdings) versus "DFND" (Discretionary) to understand the nature of the investment strategy.
- Missing Financials: Confirm that revenue, profit, and cash flow data must be sourced from the company's 10-Q or 10-K filings, as they are absent here.
- Reporting Entities: Identify if multiple reporting entities (e.g., Brookfield Corp vs. specific subsidiaries) are filing separately, which may affect the total picture of the group's holdings.