SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by BROOKFIELD Corp for the reporting period ending December 31, 2019. The document discloses the company's holdings of U.S. equity securities, including common stocks, warrants, and exchange-traded funds (ETFs), as required by the Securities and Exchange Commission.
Key Financial Metrics and Holdings
The filing details specific investment positions rather than the company's consolidated financial performance (revenue, profit, or cash flow). Key metrics disclosed include the number of shares held, the value of the investment (in thousands), and the type of voting authority.
- Total Disclosed Positions: The table lists 24 distinct security positions.
- Largest Position by Value: Teekay Offshore Partners LP (Partnership Units) with a reported value of $405,086,000 (263,042,542 shares).
- Significant Equity Holdings:
- GrafTech International Ltd: $2,165,484,000 (199,216,541 shares).
- Brookfield Renewable Partners LP: $2,614,495,000 (56,068,944 shares).
- Brookfield Property Partners LP: $1,493,913,000 (81,723,887 shares).
- Transalta Corporation: $99,722,000 (14,013,910 shares).
- Voting Authority: Most positions are reported with "DFND" (Discretionary) authority, while several Brookfield-affiliated entities (e.g., Brookfield Business Partners, Brookfield Infrastructure Partners) are reported with "SOLE" authority.
Material Changes and Comparisons
The filing text does not provide comparative data against the prior quarter or year. Consequently, material changes in holdings, increases or decreases in position sizes, and year-over-year performance metrics cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a statutory disclosure of holdings, this Form 13F does not contain management commentary, forward-looking guidance, risk factors, or contingency plans. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the disclosed portfolio against the company's broader asset base to understand the concentration of U.S. equity exposure.
- Confirm the distinction between "SOLE" and "DFND" voting authority to assess the level of direct control versus managed discretion over specific Brookfield-affiliated entities.
- Review the specific CUSIP numbers for large positions (e.g., Teekay Offshore, GrafTech) to ensure accurate identification of the underlying assets.
- Note that this filing does not reflect non-U.S. securities, derivatives not listed on U.S. exchanges, or the company's overall debt and liquidity position.