SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended December 31, 2016. The report was signed on February 13, 2017, by A.J. Silber, Vice President of Legal Affairs. This filing covers the holdings of the primary manager and includes five other affiliated institutional investment managers.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $16,460,637,000 (16,460,637 thousands)
- Total Number of Holdings Entries: 172
- Number of Included Managers: 5 (in addition to the primary filer)
Note: The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Brookfield Asset Management Inc. as an operating entity.
Material Changes and Portfolio Composition
The filing aggregates holdings across the following included managers:
- Brookfield Investment Management Inc.
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC
- Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
- Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P.
The filing text does not provide a comparative analysis of changes versus the prior quarter or specific details on individual security transactions.
Guidance, Outlook, and Risks
This filing is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future performance.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $16.46 billion against the firm's total Assets Under Management (AUM) to understand the scope of reported equity holdings.
- Confirm the specific equity positions within the 172 reported entries to assess sector concentration.
- Note that this filing excludes non-equity assets (such as private equity, real estate, or credit) which are significant to Brookfield's overall business model but not reported on Form 13F.
- Review the list of included managers to ensure all relevant investment vehicles are accounted for in this aggregate report.