SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the quarter ended June 30, 2016. The report was signed on August 12, 2016, by A.J. Silber, Vice President of Legal Affairs. This filing represents a consolidated report covering the holdings of the primary manager and 5 other included managers, including Brookfield Investment Management Inc. and various private institutional capital advisers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The key metrics provided are:
- Total Value of Reported Holdings: $19,530,183,000 (19,530,183 thousands).
- Total Number of Holdings Entries: 228.
- Confidential Information: The filing explicitly states that confidential information has been omitted from the public report and filed separately with the SEC.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Brookfield Asset Management Inc. as these are not required in a 13F-HR.
Material Changes and Comparisons
The provided text contains only the cover page and summary data for the current period. It does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (March 31, 2016).
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, or risk factors regarding the manager's operations. The only risk disclosure present is the standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $19.53 billion against the manager's total assets under management (AUM) to understand the scope of reported vs. unreported assets.
- Review the separate confidential filing referenced in the summary to identify omitted holdings.
- Confirm the specific holdings of the 5 included managers listed (e.g., Brookfield Investment Management Inc.) to ensure accurate attribution of the 228 entries.
- Check subsequent filings for the quarter ended September 30, 2016, to analyze changes in the portfolio composition.