SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended September 30, 2015. The report was signed on November 13, 2015, by A.J. Silber, Vice President, Legal Affairs. This filing represents a consolidated report that includes holdings for the primary manager and 4 other included managers, totaling 219 information table entries.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the operating financial performance (revenue, profit, cash flow) of Brookfield Asset Management itself. The key metrics provided relate to the portfolio managed by the firm:
- Total Value of Reported Holdings: $16,136,998,000 (16,136,998 thousands).
- Number of Holdings Reported: 219 entries.
- Confidential Information: The filing explicitly states that confidential information has been omitted from the public report and filed separately with the SEC.
Note: This filing does not provide data on the company's own revenue, profit margins, debt, or liquidity.
Material Changes and Portfolio Composition
The filing aggregates data for the following managers:
- Brookfield Investment Management Inc. (File No. 028-13826)
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC (File No. 803-00222)
- Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC (File No. 028-16296)
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (File No. 028-14362)
The text does not provide a comparative analysis of changes versus the prior quarter (June 30, 2015) or specific details on individual stock purchases or sales within the 219 entries.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the firm's future operations or market outlook.
Investor Verification Checklist
- Verify the total reported value of $16.14 billion against the firm's total assets under management (AUM) to understand the portion of the portfolio disclosed in this specific filing.
- Note that confidential information was omitted; the public report may not reflect the full scope of the firm's equity positions.
- Confirm the identities of the 4 included managers to ensure the consolidated data aligns with the specific investment strategies being analyzed.
- Recognize that this filing reflects equity holdings only and does not disclose debt, derivatives, or private equity positions held by Brookfield.