SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of New York Mellon Corp (BNY Mellon) for the calendar quarter ended December 31, 2015. The report was signed on February 12, 2016, by Nicholas R. Darrow, Senior Vice President. This is a 13F Combination Report, indicating that a portion of the holdings for this reporting manager are reported in this document, while other portions are reported by other managers.
Key Financial Metrics and Holdings
As a Form 13F filing, this document discloses equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The filing provides the following aggregate data for the reporting period:
- Total Value of Reported Holdings: $330,944,300,000 (330,944,300 in thousands).
- Total Number of Holdings Entries: 22,292.
- Number of Other Included Managers: 40.
The filing lists numerous "Other Included Managers" for whom BNY Mellon reports holdings, including entities such as 1832 Asset Management L.P., The Boston Company Asset Management, LLC, and Brown Brothers Harriman & Co.
Material Changes and Comparisons
The provided text does not contain comparative data for the prior quarter or year. Consequently, material changes in holdings value or composition versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing type does not include management commentary, financial guidance, or outlook. The document contains a standard disclaimer stating that the SEC has not reviewed the information and that readers should not assume it is accurate or complete. No specific risks or contingencies regarding the holdings are detailed in the text provided.
Key Facts for Investor Verification
- Verify the total reported value of $330.9 billion against the company's total assets under management (AUM) to understand the scope of reported equity positions.
- Note that this is a Combination Report; investors should identify which specific holdings are reported here versus those reported by the 40 other included managers.
- Confirm the filing date of February 12, 2016 to ensure the data reflects the most recent available quarter-end positions.
- Review the list of 40 "Other Included Managers" to understand the breadth of the reporting structure and potential overlap in reported assets.