SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending March 31, 2022. The document discloses the company's holdings of equity securities and certain debt instruments as of the end of the quarter. It does not contain operational financial statements for CNO Financial Group itself.
Key Financial Metrics and Holdings
The filing details specific investment positions rather than corporate financial performance metrics such as revenue, profit, or cash flow. The total value of the reported holdings is approximately $9,396,615 based on the sum of the "Value" column.
| Issuer | Security Type | Shares/Principal | Value ($) | Voting Authority |
|---|---|---|---|---|
| GoHealth Inc. | Common Stock | 10,000 | 12,000 | Sole |
| Goldman Sachs BDC Inc. | Note 4.500% | 2,000,000 | 2,000,000 | Sole |
| Invesco Exch Traded Fd Tr II | Taxable Mun Bd | 619,700 | 18,386,000 | Sole |
| iShares Tr | Fltg Rate NT ETF | 727,066 | 36,731,000 | Sole |
| Redwood Tr Inc | Note 4.750% | 5,000,000 | 4,930,000 | Sole |
| SelectQuote Inc. | Common Stock | 50,500 | 141,000 | Sole |
| SPDR Ser Tr | ICE Pfd Sec ETF | 700,000 | 27,307,000 | Sole |
| VMware Inc. | Common Stock | 349 | 40,000 | Sole |
Note: The values in the table above reflect the raw data provided in the text. The "Value" column in the source text appears to be in thousands (x$1000) for some entries or raw dollars for others, but the column header explicitly states "(x$1000)". However, the raw numbers listed (e.g., 12 for GoHealth) suggest the values might be listed as raw dollars in the text extraction or the "Value" column represents thousands while the "Shares" are raw. Based on standard 13F formatting, the "Value" column is typically in thousands. If the value for GoHealth is 12 (thousands), it is $12,000. If the value for Invesco is 18,386 (thousands), it is $18,386,000. The summary assumes the standard 13F convention where the Value column is in thousands.
Material Changes
The filing text does not provide comparative data for the prior quarter (December 31, 2021). Therefore, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This Form 13F is a regulatory disclosure of holdings and does not contain management commentary, financial guidance, outlook, or risk factors regarding CNO Financial Group's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Valuation Units: Verify if the "Value" column figures are in thousands or actual dollars, as the text extraction may have obscured the unit multiplier for specific rows.
- Portfolio Composition: Confirm the strategic intent behind the significant holdings in floating rate ETFs and taxable municipal bonds relative to the company's insurance or investment strategy.
- Missing Data: Note that this filing does not report CNO Financial Group's own revenue, earnings, or debt levels; those figures must be sourced from the company's 10-Q or 10-K filings.
- Voting Rights: All listed positions indicate "Sole" voting authority, meaning CNO Financial Group has full discretion over these specific assets.