SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending December 31, 2021. The document discloses the company's holdings of equity securities and certain debt instruments as of the period end. It does not contain operational financial statements for CNO Financial Group itself.
Key Financial Metrics and Holdings
The filing details specific investment positions held by the company. The total value of the disclosed holdings is approximately $53.8 million based on the sum of the "Value" column (in thousands). The portfolio consists of a mix of common stocks, notes, and exchange-traded funds (ETFs).
| Issuer | Security Type | Value ($000s) | Shares/Principal | Voting Authority |
|---|---|---|---|---|
| Redwood Trust Inc. | Note 4.750% | 5,128 | 5,000,000 PRN | Sole |
| Goldman Sachs BDC Inc. | Note 4.500% | 2,010 | 2,000,000 PRN | Sole |
| Invesco Exchange Traded Fund Tr II | Taxable Mun Bd | 20,425 | 619,700 SH | Sole |
| iShares Trust | Floating Rate NT ETF | 24,963 | 492,066 SH | Sole |
| SPDR Series Trust | ICE Pfd Sec ETF | 30,037 | 700,000 SH | Sole |
| Pimco ETF Trust | Enhanced Short MA AC | 24,888 | 245,059 SH | Sole |
| SelectQuote Inc. | Common Stock | 458 | 50,500 SH | Sole |
| GoHealth Inc. | Common Stock | 38 | 10,000 SH | Sole |
| VMware Inc. | Common Stock | 40 | 349 SH | Sole |
Note: The filing text does not provide clear values for CNO Financial Group's own revenue, profit, cash flow, or debt levels. This form only reports assets held by the company.
Material Changes and Outlook
The filing text does not provide comparative data for the prior period, nor does it contain management commentary, guidance, risk factors, or contingencies regarding CNO Financial Group's future performance. The document is a statutory disclosure of holdings only.
Investor Verification Checklist
- Verify the total aggregate value of the disclosed holdings against the company's total asset base in its 10-K or 10-Q filings.
- Confirm the classification of the "Note" holdings (Redwood Trust and Goldman Sachs BDC) to understand if they are held for trading or investment purposes.
- Review the company's full 10-K for the fiscal year ended December 31, 2021, to obtain actual revenue, earnings, and liquidity metrics not present in this 13F.
- Check for any subsequent 13F filings to see if these positions were liquidated or adjusted in the following quarter.