SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending June 30, 2021. The document discloses the company's holdings of equity securities and certain other investment instruments as required by the Securities and Exchange Commission.
Key Financial Metrics and Holdings
The filing details specific investment positions rather than the company's operational financial performance (revenue, profit, or cash flow). The reported holdings include:
- Redwood Trust, Inc. (Note 4.750%): Principal amount of $5,000,000 (Value: $5,000,000).
- Goldman Sachs BDC Inc. (Note 4.500%): Principal amount of $2,000,000 (Value: $2,048,000).
- SPDR Series Trust (ICE Pfd Sec ETF): 700,000 shares (Value: $30,954,000).
- Invesco Exchange Traded Fund Trust II (Taxable Mun Bd): 619,700 shares (Value: $20,561,000).
- iShares Trust (Fltg Rate NT ETF): 492,066 shares (Value: $25,007,000).
- Pimco ETF Trust (Enhan Shrt MA AC): 245,059 shares (Value: $24,989,000).
- GoHealth Inc. (Common Stock): 10,000 shares (Value: $112,000).
- SelectQuote Inc. (Common Stock): 50,500 shares (Value: $972,000).
All listed positions indicate Sole voting authority and Discretionary management by the filer.
Material Changes and Guidance
The filing text does not provide comparative data against prior periods, nor does it contain management commentary, forward-looking guidance, risk factors, or liquidity metrics for CNO Financial Group, Inc. itself. The document strictly lists the portfolio composition as of the reporting date.
Investor Verification Checklist
- Verify the total aggregate value of the reported holdings against the company's broader portfolio disclosures in other filings (e.g., 10-Q or 10-K).
- Confirm the classification of the "Note" holdings (Goldman Sachs BDC and Redwood Trust) to ensure they are treated as debt securities in the company's balance sheet.
- Review the "Sole" voting authority designation to understand the extent of the company's control over these specific assets.
- Note that this filing does not reflect the company's own revenue, earnings, or debt obligations.