CNO Financial Group, Inc. - Form 13F Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending March 31, 2017. The document discloses the company's holdings of equity securities and certain debt securities as of the end of the quarter.
Key Financial Metrics and Holdings
The filing details specific investment positions rather than the company's operational financial metrics (revenue, profit, cash flow). The total value of reported holdings is not explicitly summed in the text, but individual positions are listed with values in thousands of dollars.
| Issuer | Security Type | Value ($000s) | Shares/Principal |
|---|---|---|---|
| TCP Capital Corp | Common Stock | 35,047 | 2,011,900 |
| ISHARES TR CORE US AGGBD ET | ETF | 112,770 | 1,039,454 |
| ISHARES TR CORE S&P500 ETF | ETF | 89,649 | 377,837 |
| ISHARES TR IBOXX INV CP ETF | ETF | 62,380 | 529,049 |
| ISHARES TR U.S. PFD STK ETF | ETF | 35,527 | 918,000 |
| TPG Specialty Lending Inc | Common Stock | 4,486 | 220,000 |
| Host Hotels & Resorts Inc | Common Stock | 1,498 | 80,305 |
| Ford Motor Co | Common Stock | 1,018 | 87,514 |
| Aspen Insurance Holdings Ltd | Common Stock | 519 | 9,977 |
| Welltower Inc | Common Stock | 549 | 7,747 |
| Ingersoll-Rand PLC | Common Stock | 643 | 7,911 |
| CMS Energy Corp | Common Stock | 392 | 8,756 |
| Allegion Pub Ltd Co | Common Stock | 200 | 2,637 |
| Dell Technologies Inc | Common Stock | 137 | 2,135 |
| Anthem Inc | Note 2.750% | 3,425 | 1,500,000 |
| Bristol Myers Squibb Co | Debt | 1,368 | 1,000,000 |
| Danaher Corp | Note | 3,268 | 1,000,000 |
| Vanguard Scottsdale Fds | Int-Term Corp | 19,338 | 223,874 |
Voting Authority: All listed positions are reported with "Sole" voting authority and "None" shared or disclaimed authority.
Material Changes and Outlook
Material Changes: This filing is a snapshot of holdings as of March 31, 2017. The text does not provide comparative data against the prior quarter (December 31, 2016) to determine material changes in position size or composition.
Guidance and Risks: The filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of investment holdings only.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, as the filing does not provide a total.
- Confirm the classification of "Debt" and "Note" holdings to distinguish between equity and fixed-income exposure.
- Review the "Sole" voting authority designation to confirm CNO Financial Group, Inc. retains full control over these specific securities.
- Compare these holdings against the previous quarter's Form 13F to identify new positions or divestitures.