SEC Filing Summary: CNO Financial Group, Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending September 30, 2015. The document discloses the company's holdings of equity securities and certain debt instruments as of the quarter-end date. It does not contain operational financial statements (e.g., income statement or balance sheet) for CNO Financial Group itself.
Key Financial Metrics and Portfolio Composition
The filing details specific investment positions rather than corporate financial performance metrics like revenue or profit. Key portfolio data includes:
- Total Disclosed Positions: 17 distinct securities listed.
- Largest Equity Holdings (by Value):
- SPDR S&P 500 ETF TR: $116,832,000 (609,675 shares)
- ISHARES TR CORE US AGGBD ET: $106,391,000 (970,900 shares)
- FORD MTR CO DEL: $1,187,000 (87,514 shares)
- Largest Debt Holdings (by Principal):
- WELLPOINT INC NOTE 2.750%: $1,500,000 principal
- DANAHER CORP DEL NOTE: $1,000,000 principal
- BRISTOL MYERS SQUIBB CO DBCV: $1,000,000 principal
- Voting Authority: CNO Financial Group, Inc. reported Sole voting authority for all listed positions.
Material Changes
The filing text provided is a static snapshot of holdings as of September 30, 2015. It does not provide comparative data against the prior quarter (June 30, 2015) or year-over-year changes. Therefore, material changes in position size or composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column (Column 4) to understand the scale of disclosed assets.
- Confirm the distinction between "Value" (market value) and "PRN AMT" (principal amount) for debt securities to avoid misinterpreting exposure.
- Check subsequent 13F filings to analyze changes in the top holdings (e.g., SPDR S&P 500 ETF and iShares Core US Aggregate Bond ETF).
- Note that this filing does not reflect the company's own insurance or financial services revenue, only its investment portfolio.