SEC Form 13F Information Table Summary
Business Context and Reporting Period
Company: CNO Financial Group, Inc.
Filing Type: Form 13F Information Table
Reporting Period: September 30, 2016
Context: This filing discloses the equity securities held by the investment manager at the end of the third quarter of 2016. It is a regulatory disclosure of holdings and does not contain the company's own financial performance data.
Key Financial Metrics and Holdings
The filing lists specific securities held, their CUSIP numbers, share/principal amounts, and market values (in thousands). The total value of the reported holdings is approximately $108.5 million based on the sum of Column 4 values.
| Issuer | Security Type | Shares/Principal | Value ($000s) | Voting Authority |
|---|---|---|---|---|
| TCP Capital Corp | Common Stock | 2,011,900 | 32,955 | Sole |
| iShares iBoxx Inv CP ETF | ETF | 525,000 | 64,670 | Sole |
| iShares Core US Agg Bd ETF | ETF | 134,504 | 15,121 | Sole |
| iShares Core S&P 500 ETF | ETF | 64,937 | 14,128 | Sole |
| Wellpoint Inc | Note 2.750% | 1,500,000 | 2,627 | Sole |
| Danaah Corp | Note 1/2 | 1,000,000 | 2,994 | Sole |
| Bristol Myers Squibb Co | DBCV 9/1 | 1,000,000 | 1,356 | Sole |
| Host Hotels & Resorts Inc | Common Stock | 80,305 | 1,250 | Sole |
| Ford Motor Co | Common Stock | 87,514 | 1,056 | Sole |
| Aspen Insurance Holdings Ltd | Common Stock | 9,977 | 465 | Sole |
| Ingersoll-Rand PLC | Common Stock | 7,911 | 537 | Sole |
| Welltower Inc | Common Stock | 7,747 | 579 | Sole |
| CMS Energy Corp | Common Stock | 8,756 | 368 | Sole |
| Allegion Pub Ltd Co | Common Stock | 2,637 | 182 | Sole |
| EMC Corp | Common Stock | 2,135 | 102 | Sole |
Note: Revenue, profit, cash flow, margins, debt, and liquidity metrics for CNO Financial Group, Inc. are not provided in this filing. This document only reports the portfolio holdings of the investment manager.
Material Changes and Outlook
Material Changes: The filing text does not provide comparative data for the prior period (June 30, 2016) to determine material changes in holdings.
Guidance and Outlook: No management commentary, guidance, or outlook is included in a Form 13F Information Table.
Risks and Contingencies: No specific risks or contingencies are disclosed in this document.
Key Facts for Investor Verification
- Top Holding: The largest position by value is iShares iBoxx Investment Grade Corporate Bond ETF ($64.7 million), representing approximately 60% of the reported portfolio value.
- Concentration: The portfolio is heavily weighted toward fixed income and broad market ETFs, with TCP Capital Corp being the largest individual equity holding ($33.0 million).
- Voting Authority: The manager reported "Sole" voting authority for all listed securities.
- Data Limitation: This filing does not reflect CNO Financial Group's own financial health, only the assets managed by its investment arm or related entity as of the reporting date.